Strategic Control Impact
Identify emerging and top risks, as well as controls to manage risks
Develop strong relationships with business partners.
Monitor and review staff work to ensure timely remediation of control issues
Support the risk management priorities:
Take ownership for identifying risk, such as credit, market, liquidity, operational, legal, compliance, third party, technology, and systemic, within his or her assigned area of responsibility
Adhere to departmental risk policies, procedures and best practices.
Identify opportunities for improving existing processes or creating new ones that more effectively anticipate, manage and reduce risk to the company and its participants
Maintain awareness of regulatory issues and comply with regulatory requirements
Demonstrate the behaviors of and build competency with creating a risk management mindset
Manage the audit lifecycle and communicate potential issues to IAD and Business Management.
Contribute to the development of the annual audit plan and periodic reassessment of risk coverage.
Consistently demonstrates an ability to complete high quality and risk-focused audits on time and on budget, notifying IAD Management promptly of any possible impediments to success or when budgets might be exceeded
Review audit work performed by his or her staff to ensure audit documentation standards are adhered to
Develop and effectively communicate audit issue and reports with the IAD and Business
Management to facilitate timely report clearance.
Oversee all work performed by his or her staff to verify compliance with IAD’s policies and
Procedures, specifically for audit documentation and issue remediation standards.
Works with Audit leadership to continuously review and improve processes
Individual & Team Development
Effectively communicates to his or her team expectations.
Develops and maintains effective working relationships with IAD peers and business lines.
Coaches and develops his or her staff
Minimum of 7 years of related experience in internal or external audit, compliance, or risk management is required. Some background particularly in market, credit, liquidity, quantitative/model risk management would be desirable.
Bachelor’s degree from one of the following or related fields is strongly preferred: Accounting, Economics, Finance, Mathematics, Statistics, Engineering, or one of the physical sciences.
Beneficial, but not required, are certifications related to the incumbent’s coverage responsibilities, such as Certified Public Accountant, Financial Risk Manager (FRM), Certified Financial Analyst (CFA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA).
Master's degree preferred.
Excellent written and oral communication skills
Ability to manage multiple audit projects
Strong analytical and problem-solving skills
Self-starter, with the ability to work independently and in teams
Attention to detail
Able to ask the right questions and challenge the status quo in a professional manner
Attention to risks, controls, and potential impact
Please submit your CV for further details.